The Uniform Securities Agent State Law Exam, also known as Series 63, is a financial industry licensing exam administered by the Financial Industry Regulatory Authority (FINRA). This exam is designed to test the knowledge of a candidate’s understanding of state securities regulations and laws. This exam is often a requirement for individuals who wish to …
Considering the Series 63 vs Series 65 vs 66 exams? This post has everything you need to help you make a decision, including content differences, career paths, and how to prepare.
