The Uniform Investment Adviser Law Exam, also known as the Series 66 exam, is a comprehensive test that covers a wide range of topics related to the role of a financial adviser. It includes laws, regulations, ethics, strategies, and other important aspects of offering financial advice and dealing with securities. Additionally, it covers state laws …
In this video, Brandon shares how to calculate bid & ask spreads, which are generally published by market makers and securities dealers. Then, he goes over an Achievable practice question together with you to ensure you understand the concepts you’ve learned.
Form ADV Part 2B is an important form that investment advisers use to make disclosures. The use of this form is tested on the NASAA Series 63, 65, and 66 exams. In this video, we go over the form’s contents, how it is used, and walk through a practice question that you might see on the exam.
Along with the rules and regulations related to broker dealers on the NASAA Series 63, 65, and 66 exams, you will also need to know the key exceptions to those rules. In this video, we explore what the key exclusions are to being forced to register as a broker dealer, and then do a Series 63/65/66 practice question on the topic together.
Want to learn how to get the best jobs in finance? Whether you’re a recent college graduate, career switcher, or immigrant, we’ve got you covered. Read on in our deep dive post.
Accredited investors can invest in high risk, high reward opportunities not available to the general public. Want to become one? Learn everything about how to become an accredited investor in this post.
Brandon Rith is the content creator for Achievable’s Series 7 program, and he discusses what to expect when you take the Series 7 Top Off exam. General dynamics of FINRA exams, the exam structure, and the most tested topics are covered in this podcast.
What’s on the FINRA SIE Exam? Get a full walk-through of the FINRA SIE Exam on this podcast with Brandon Rith, founder of FINRA tutoring firm Basic Wisdom and Achievable’s FINRA Expert.
SEC’s recent rule change amended the definition of an accredited investor to allow more investors to participate in private security offerings. We outline the changes, how they affect you, and their impact on the market.
Looking to get a high-paying job in finance? Then you’ll need to pass FINRA’s qualifying exams – we’ve got the key details and pass rates for every FINRA exam.
The FINRA SIE Exam pass rate is 74% – learn more about how to pass the FINRA SIE.
How to pass the Securities Industry Essentials (SIE) Exam, a new test for the finance industry. Joey Frantz shares his SIE Exam prep and experience.
Learn about different finance career paths and the FINRA Exams and Top-Off Exams you must pass to pursue them.
What is the SIE Exam difficulty level? How long do I need to study for it? What’s the SIE exam pass rate? We answer all of your common questions here.
How to study for any major exam and ace your test.
