The Uniform Securities Agent State Law Exam, also known as Series 63, is a financial industry licensing exam administered by the Financial Industry Regulatory Authority (FINRA). This exam is designed to test the knowledge of a candidate’s understanding of state securities regulations and laws. This exam is often a requirement for individuals who wish to …
At Achievable, we monitor the rules and regulations that are relevant to all of our FINRA and NASAA test preparation courses: the FINRA SIE, Series 6, Series 7, and NASAA Series 63, Series 65, and Series 66. There were some key updates in 2024 which you will need to know to properly prepare for these …
A complete guide to getting financial advisor jobs, including job listings from the top 13 wealth management firms.
Starting on June 9th, 2023, the FINRA will only allow testing candidates to schedule certain online exams with an approved testing accommodation. We cover online testing, what is changing, and how to get testing accommodations for your exam.
Form ADV Part 2A is an investment adviser disclosure form that is tested on the NASAA Series 63, 65, and 66 exams. In this video, we go over what the form contains, what it’s for, and walk through a practice question that you might see on the exam.
The NASAA, the organization responsible for writing Series 63, 65, and 66 exam questions, recently announced some important test updates that go live on June 12th, 2023. Good news – the Achievable team has you covered!
Broker dealer registration is one of the topics you’ll need to know for the NASAA Series 63, 65, and 66 exams. In this video, we give you an overview of the registration process for broker dealers, the regulations you’ll need to know, and walk through a practice question from Achievable’s Series 63, 65, and 66 programs.
What are the best questions to ask in a finance job interview? We asked 10 experts and gathered their answers here in this post.
What is the Series 7 exam? We give a complete overview, including key stats, cost, pass rate, tested topics, how to be sponsored to take the exam, and how to register for your test date.
Want to become a Registered Investment Adviser (RIA)? Learn everything about how to become an a Registered Investment Adviser in this post.
With all that’s currently going on in the stock market, our FINRA expert Brandon Rith thought it might be helpful to create a video dedicated to the Gamestop situation. While a good chunk of the video describes and goes over the situation, he makes sure to highlight the lessons we can learn for purposes of …
Trying to find the best SIE prep course? Check out our course comparison to see why Achievable SIE beats the competition.
How do bonds work? We cover the mechanics, what a bond principal is, how interest payments are handled, and the risks and tradeoffs of investing in bonds.
New to options trading or just curious? Learn options fundamentals quickly with our five minute guide.
Series 7 study guide: content breakdown, section-by-section strategy, and test taking tips.
